How did “General Welfare” end up in the Constitution? As noted in Part 1, the term was used in the Articles of Confederation, and a similar term was used in the Constitutions of several states. But how did it end up in the Constitution, and what was it thought of during the debates of Ratification, and not only the term general welfare, but the clause as a whole? What is perhaps the most striking aspect of general welfare during the Constitution Convention of 1787, is how little it was actually discussed, this is even more amplified considering the considerable debate among many of the other enumerated powers found in Article I Section 8.The term General Welfare came up very early in the Convention, the first day after the rules of the Convention had been agreed upon, we see its first use. On May 29, 1787 Edmund Randolph, he Governor of Virginia rose and presented a proposed outline to a new Constitution, known commonly today as the Virginia Plan. In the very first resolution, Randolph he state the purpose of his proposal.
- 1. Resolved that the Articles of Confederation ought to be so corrected & enlarged as to accomplish the objects proposed by their institution; namely, "common defence, security of liberty and general welfare” 1
In the Virginia plan, this use of General Welfare is in direct reference to its use in the Articles of Confederation, which [as described in Part 1] was a term to describe the general purpose of the Articles, and carried no direct power to the Congress Assembled. Randolph in his first resolution also uses it for this purpose, to describe the general intention or purpose of the Virginia plan, as it relates to the general purpose of the Articles of Confederation, to correct and amend the articles to secure the common defense, security of liberty and general welfare, not as a resolution of power.On May 30th, the Convention broke to committee to consider Randolph’s resolutions, with his first resolution postponed indefinitely, in order to consider the following.
- That a union of the states merely federal will not accomplish the objects proposed by the Articles of Confederation—namely, common defence, security of liberty, and general welfare. 1
This resolution was in addition to two others agreed to regarding the general concepts of forbidding the States from making treaties, and making a government consisting of three branches, Legislature, Executive, and Judiciary. The use of the term here has no differing meaning than what Randolph had proposed the prior day in the Virginia Plan.
June 13th is the next time we encounter either general welfare itself, a draft of what would be the final version of Article I Section 8 Clause 1 or comparable scope of power, on a report from committee concerning a the basic structure of a new government [prelude to the New Jersey Plan].
- 6. Resolved, That the national legislature ought to be empowered to enjoy the legislative rights vested in Congress by the Confederation; and moreover, to legislate in all cases to which the separate states are incompetent, or in which the harmony of the United States may be interrupted by the exercise of individual legislation; to negative all laws passed by the several states contravening, in the opinion of the national legislature, the Articles of Union or any treaties subsisting under the authority of the Union. 1
On June 15th the new Jersey Plan was submitted by William Patterson [New Jersey], with the 3rd Resolution addressing the ability to tax, in proportion to the population of all free persons, and indentured servants [excluding Indians not taxed]. But no mention of the purpose of the power to tax is described as we would come to see it in the Constitution.
The debates of the New Jersey plan carry into June 16th, when James Wilson [Pennsylvania] brought up 13 points in regards to the New Jersey Plan. His 6th point was:
- 6. The national legislature is to make laws in all cases to which the separate states are incompetent, &c.; in place of this, Congress are to have additional power in a few cases only. 1
James Wilson later on, while discussing the necessity to divide the Legislature into two house, made the following point in regards to Congress in a single Legislature:
- If the Legislative Authority be not restrained there can be neither liberty nor stability. 1
Even though James Wilson [who did sign the Constitution] was discussing the need of having two house in the Legislature vice one as proposed in the New Jersey Plan, the sentiment carries is what is significant, is the desire for restraint on the Legislature, this was essential to ensure Liberty and to maintain a stable political system.Though this resolution does directly reflect either general welfare or its clause, it does go toward showing the desire of the convention to base the power structure off of the Articles of Confederation, and expand them as needed.
It was not until July 17th that General Welfare was again discussed [in the records of the notes whom attended and the Federal Journal].
- Mr. [Roger] SHERMAN observed, that it would be difficult to draw the line between the powers of the general legislature and those to be left with the states; that he did not like the definition contained in the resolution; and proposed, in its place, to the words “individual legislation,” inclusive, to insert “to make laws binding on the people of the United States in all cases which may concern the common interests of the Union; but not to interfere with the government of the individual states in any matters of internal police which respect the government of such states only, and wherein the general welfare of the United States is not concerned.” 1
Roger Sherman [Connecticut] was discussing the following clause from the day before.
- “And moreover to legislate in all cases to which the separate states are incompetent, or in which the harmony of the United States may be interrupted by the exercise of individual legislation,” 1
At this point in the Convention the Delegates were debating the division of power from the National [Federal] and State Governments. Fresh on the minds of all was the inability of a state to quell a rebellion [Shay’s rebellion] in addition to the inability of the Congress Assembled to stop it because it lacked the power, in addition to numerous other short comings associated with the Articles of Confederation. This clause immediately drew the ire of several Delegates including Pierce Butler [South Carolina] and Nathaniel Gorham [Massachusetts]. They both contended on an explanation of particularly “incompetent”, and, “The vagueness of the terms rendered it impossible for any precise judgment to be formed”. John Rutledge [South Carolina] was also opposed, and moved for it be struck, with the votes being even, this motion failed.Back to Roger Sherman’s motion, after being opposed by Gouverneur Morris [Pennsylvania] that some items the States did need policing, such as paper money, Roger Sherman defended the proposal by.
- “in explanation of his idea, read an enumeration of powers, including the power of levying taxes on trade, but not the power of direct taxation.”. [italics noted in Madison’s Notes on the convention] 1
In the end Roger Sherman’s proposal failed by a substantial 8-2 vote. But what is to note here is, nowhere in the discussion was General Welfare moved to be a power of General Power, but was rather simply used as a passive term of description of the purpose of his proposal. The debate centered around how to effectively divide National from State powers, and the overall premise was the National government could not interfere with the actions of a State, unless it was against the interest of the “general welfare”, of the United states as a whole. as he later explained was limited to the enumerated powers and levying of taxes on trade. In the whole context, the idea was not to enable the National government to do things it felt were in the National welfare, but to prevent only those that were actions by states that were against the whole National welfare. As it was implied in this instance, it was not making reference to it is a general enabling power to a governing body.
The fact that the “incompetent’ drew a significant amount of attention from several delegates due to its potential of allowing the government to expand its powers to those it was not intended, while the term “general welfare” was drew no objections at all, goes to only supports the previous notion, that this term is used as a general meaning phrase to describe purpose and not a power enabling general clause. The whole debate around this single use is substantial in that it also was in reference of taxing power, the power that would eventual be described in the very same clause general welfare ended up in.
On July 26th resolutions were agreed to on the basic structure of the new Constitution, included in these is Resolution 6:
- 6. Resolved, That the national legislature ought to possess the legislative rights vested in Congress by the Confederation; and, moreover, to legislate in all cases for the general interests of the Union, and also in those to which the states are separately incompetent, or in which the harmony of the United States may be interrupted by the exercise of individual legislation.
After the whole proposal of 23 resolutions were submitted, they were referred to committee along with Charles Pinckney’s [South Carolina] Constitution proposal from May 29th, and William Patterson’s New Jersey plan from June 15th. As already mentioned William Patterson’s New Jersey plan did not contain a general welfare or power clause, though did contain the contended “incompetence'” portion, that is still reflected in the 6th resolution on July 26th. Charles Pinckney’s draft Constitution from May 29th, also did not contain a general welfare or power clause, but did contain the context of the rest of what is Article I Section Clause 1, in Article VI of his proposal.- Art VI – The Legislature of the United states shall have the power to lay and collect taxes, imposts, and excises. 2
Through July 26th, General Welfare or any form of it, has been used very sparingly and sporadically, and thus far used mainly in reference to the use of it in the Articles of Confederation. But debates have already taken place about other aspects of Congressional power and is it being restrained enough, but not one of these was on the term general welfare. Up to this point in the Convention it does not seem to appear that general welfare is anything more than the term that was used in the Articles of Confederation which carried no weight of power at all as discussed in part 1, because why would they debate ‘incompetence’ as being too much power to Congress and draw the ire of at least half the delegates based on the split vote for its removal, but not even mention once an opposition “general welfare” also as being a power that may give Congress too much power?
Part 1 : Part 2 : Part 3: Part 4 : Part 5 : Part 6 : Part 7
1 James Madison Notes on the Convention of 17872 Charles Pinckney Draft Constitution, presented on May 29th 1787. No record from the Convention of 1787 itself outlines Pinckney’s proposed Constitution, though Journals do reflect the fact he submitted one for consideration. The Draft used as his proposal was submitted by Pinckney himself in 1818 years after the Convention, when an attempt was being made to collect and preserve all information from the Convention itself by future President John Quincy Adams. The fact that limited records from the Convention details his proposals does call into question the accuracy of the Draft he submitted as to being the one actually proposed on May 29, 1787, though notes from James Wilson discovered in the early 1900’s tend to show much a what he submitted to be accurate.
